Quoted, “Attys Eye Cases Impacting SEC Enforcement Powers In 2018, ” Law360, January 1, 2018

Quoted, “New Attack on the SEC’s Enforcement Arsenal,” Wall Street Journal, October 30, 2017

Quoted, “DC Circuit Split Tees Up Supreme Court Review of SEC Judges,” National Law Journal, June 26, 2017

Quoted, “Big Short’ Adviser Case Paused While DC Circ. Weighs ALJs” Law360, May 19, 2017

Quoted, “SEC Trims ‘Big Short’ Adviser’s Fine, Denies ALJ Challenge,” Law360, January 11, 2017

Quoted, “SEC partly rules for ‘Big Short’ adviser but orders bigger payment,” Reuters, January 10, 2017

Chapter Co-author, “Negotiating Settlements with the SEC,” PLI SEC Compliance and Enforcement Answer Book 2015

Quoted, “Harvard, Goldman Sachs, Venture Capital…Fugitive,” The Wall Street Journal, October 7, 2015

Panelist, “The View from the Top: a UK and US Perspective on White Collar Crime Enforcement,” London, England, September 29, 2015

Quoted, “SEC Court To Get Face-Lift, But Attys Still See The Wrinkles,” Law360, September 25, 2015

Mentioned, “SEC ‘Victim’ Mark Cuban Wades Into Fight Over In-House Case,” Law360, September 15, 2015

Mentioned, “SEC Blasts Stay Bid From Wife Of Fugitive Ex-VC Exec,” Law360, September 10, 2015

Author, “Instituting for unfairness,” International Finance Law Review, August 2015

Quoted, “Who’s Leading the Charge Against the SEC’s In-House Courts?” The American Lawyer, August 12, 2015

Quoted, “Big Short’ Adviser Blasts SEC In-House Court’s Practices,” Law360, June 9, 2015

Panelist, “Expanded Remedies Under Dodd-Frank and the Increased Use of Administrative Proceedings,” ACI’s 4th National Forum on Securities Litigation and Enforcement, New York, NY, January 22, 2015

Quoted, “U.S. Uses Anti-money Laundering Law Against Fake Hair Firms,” Reuters, January 16, 2015

Quoted, “SEC Judge Hits ‘Big Short’ Money Manager with $3M Sanction,” Law360, January 12, 2015

Quoted, “Advisor Featured in ‘Big Short’ Liable for Fraud -U.S. SEC Judge,” Reuters, January 12, 2015

Panelist, “SEC Administrative Proceedings: Why Does the SEC Insist on Home-Court

Advantage While Disadvantaging Defendants on Discovery?” American Bar Association Ninth Annual National Institute on Securities Fraud, New Orleans, LA, November 14, 2014

Quoted, “Bond Manager Featured In ‘The Big Short’ Breaks Down On Stand,” Reuters, April 4, 2014

Quoted, “Big Short’ Character Sues SEC to stop enforcement case,” Reuters, March 21, 2014

Panelist, “Current Trends in SEC Enforcement.” Federal Bar Council’s 2012 Fall Bench & Bar Retreat, Skytop, PA, September 21, 2012

Co-Presenter, “Understanding Fiduciary Duties and the Sweep of the Anti-Fraud Provisions of the Investment Advisers Act of 1940,” Investment Adviser Association and National Regulatory Services, Boston, MA, June 13, 2012

Quoted, “SEC Drops Charges that Manager Misled Investors,” Financial Times, November 17, 2012

Quoted, “Another Fumble by the SEC on Fraud,” New York Times, November 16, 2012

Quoted, “SEC Drops Bond Lawsuit,” Wall Street Journal, November 16, 2012

Author, “Dusting off SEC Cooperation Guidance for Individuals,” Securities Law360, July 13, 2009